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Ask Questions" brochure in Spanish That's the best advice we can give you about how to invest wisely.
We see too many investors who might have avoided trouble and losses if they had asked basic questions from the start.
We encourage you to thoroughly evaluate the background of any financial professional with whom you intend to do business—before you hand over your hard-earned cash.
Which financial professional you select is very important for several reasons.
It is an umbrella term for a range of activities: underwriting, selling, and trading securities (stocks and bonds); providing financial advisory services, such as mergers and acquisition advice; and managing assets.
It doesn't matter if you are a beginner or have been investing for many years, it's never too early or too late to start asking questions. You are paying for the assistance of a financial professional.
It's almost impossible to ask a dumb question about how you are investing your money. A good financial professional will welcome your questions, no matter how basic.
Use our form for taking notes when you speak to your financial professional.
For more information on how to invest wisely, ask for our publications: Invest Wisely: Advice From Your Securities Industry Regulators, Protect Your Money: Check Out Brokers and Investment Advisers, and Invest Wisely: An Introduction to Mutual Funds.